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Mike Spero, IACCP©

Chief Compliance Officer

(301) 941-2439

Mr. Spero joined the firm’s parent company, Stifel Financial, in April 2021 where he serves as a Director of Advisory Compliance. Mr. Spero has more than 20 years of experience in financial services compliance, including compliance positions with UBS, J.P. Morgan, and Freddie Mac.

Mr. Spero has a B.A. from Boston University and is an Investment Adviser Certified Compliance Professional (IACCP©).