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Mike Spero, IACCP©

Chief Compliance Officer

(301) 941-2439

Mr. Spero joined the firm’s parent company, Stifel Financial, in April 2021 where he serves as Deputy Chief Compliance Officer. Mr. Spero has more than 20 years of experience in financial services compliance, including compliance positions with UBS, J.P. Morgan, and Freddie Mac.

Mr. Spero has a B.A. from Boston University and is an Investment Adviser Certified Compliance Professional (IACCP©).